Jordan & Jordan Jordan & Jordan Public Disclosure

606 Report for State Street Global Markets, LLC

2013 Quarter 2 (Apr - Jun)

NYSE

Non-Directed Orders Total Market Limit Other Relationship
Total State Street Global Markets, LLC Orders 100.00 % 25.37 % 15.83 % 58.80 %
INSTINET, LLC (INCA) 24.71 % 3.57 % 0.35 % 40.38 %
Nasdaq Execution Services, LLC. (NSDQ) 18.37 % 0.00 % 0.00 % 31.25 %
Credit Suisse Securities (USA) LLC (FBCO) 14.22 % 11.33 % 5.01 % 17.95 %
Knight Capital Americas LLC (TRIM) 13.96 % 31.04 % 25.81 % 3.39 %
Citadel Securities LLC (CDRG) 6.40 % 14.92 % 11.20 % 1.44 %
Goldman, Sachs & Co. (GSCO) 3.84 % 12.35 % 4.49 % 0.00 %
UBS Securities LLC (UBSS) 3.74 % 9.28 % 6.33 % 0.65 %
Direct Edge ECN LLC (EDGX) 3.73 % 0.00 % 23.55 % 0.00 %
National Financial Services LLC (NFSC) 3.59 % 6.59 % 12.10 % 0.00 %

NASDAQ

Non-Directed Orders Total Market Limit Other Relationship
Total State Street Global Markets, LLC Orders 100.00 % 30.97 % 24.38 % 44.65 %
INSTINET, LLC (INCA) 27.75 % 2.28 % 0.29 % 60.42 %
Knight Capital Americas LLC (NITE) 18.79 % 33.94 % 22.54 % 6.24 %
Citadel Securities LLC (CDRG) 11.52 % 21.04 % 15.38 % 2.80 %
Credit Suisse Securities (USA) LLC (FBCO) 7.67 % 4.13 % 1.09 % 13.72 %
Direct Edge ECN LLC (EDGX) 6.79 % 0.00 % 27.84 % 0.00 %
Nasdaq Execution Services, LLC. (NSDQ) 5.30 % 0.00 % 0.00 % 11.86 %
National Financial Services LLC (NFSC) 5.03 % 7.05 % 11.67 % 0.00 %
Two Sigma Securities, LLC (SOHO) 4.78 % 12.39 % 3.87 % 0.00 %
UBS Securities LLC (UBSS) 4.70 % 7.36 % 7.53 % 1.32 %

AMEX

Non-Directed Orders Total Market Limit Other Relationship
Total State Street Global Markets, LLC Orders 100.00 % 45.33 % 32.44 % 22.22 %
Knight Capital Americas LLC (TRIM) 23.56 % 28.59 % 22.37 % 15.05 %
Goldman, Sachs & Co. (GSCO) 18.18 % 33.44 % 9.31 % 0.00 %
Citadel Securities LLC (CDRG) 12.20 % 19.79 % 7.57 % 3.47 %
Direct Edge ECN LLC (EDGX) 11.40 % 0.00 % 35.14 % 0.00 %
Credit Suisse Securities (USA) LLC (FBCO) 10.11 % 2.77 % 0.04 % 39.80 %
INSTINET, LLC (INCA) 8.71 % 0.13 % 0.15 % 38.70 %
National Financial Services LLC (NFSC) 6.01 % 6.03 % 10.09 % 0.00 %

Options

Non-Directed Orders Total Market Limit Other Relationship
Total State Street Global Markets, LLC Orders 100.00 % 11.11 % 88.89 % 0.00 %
International Securities Exchange (ISEG) 37.43 % 7.89 % 41.12 % 0.00 %
Nasdaq Execution Services, LLC. (NSDQ) 14.62 % 2.63 % 16.12 % 0.00 %
Bats Trading, Inc. (BATS) 13.74 % 2.63 % 15.13 % 0.00 %
Chicago Board Options Exchange (CBOE) 11.11 % 42.11 % 7.24 % 0.00 %
American Stock Exchange (AMEX) 9.65 % 15.79 % 8.88 % 0.00 %
Philadelphia Stock Exchange (PHLX) 4.39 % 15.79 % 2.96 % 0.00 %

General Information

State Street Global Markets, LLC (the Broker) routes customer equity orders to national securities exchanges, alternative trading systems, including electronic communications networks, market centers and broker-dealers unaffiliated with the Broker. Certain of these execution venues offer cash credits for orders that provide liquidity to their books and charge explicit fees for orders that extract liquidity from their books while others offer cash credits for orders that extract liquidity from their books and charge explicit fees for orders that provide liquidity to their books. In addition, the Broker may facilitate trades through execution venues, including unaffiliated broker-dealers, who may provide the Broker with a payment or other consideration based upon orders referred to such execution venue.