Jordan & Jordan Jordan & Jordan Public Disclosure

606 Report for State Street Global Markets, LLC

2012 Quarter 4 (Oct - Dec)

NYSE

Non-Directed Orders Total Market Limit Other Relationship
Total State Street Global Markets, LLC Orders 100.00 % 22.73 % 15.63 % 61.64 %
INSTINET, LLC (INCA) 36.49 % 3.11 % 0.51 % 57.93 %
Nasdaq Execution Services, LLC. (NSDQ) 16.44 % 0.00 % 0.00 % 26.67 %
Knight Capital Americas LLC (TRIM) 11.92 % 30.20 % 24.25 % 2.05 %
Citadel Securities LLC (CDRG) 9.06 % 25.96 % 14.47 % 1.46 %
Credit Suisse Securities (USA) LLC (FBCO) 4.68 % 0.09 % 2.79 % 6.85 %
UBS Securities LLC (UBSS) 4.66 % 11.72 % 8.38 % 1.12 %
Direct Edge ECN LLC (EDGX) 4.35 % 0.00 % 27.85 % 0.00 %
National Financial Services LLC (NFSC) 3.20 % 8.76 % 7.73 % 0.00 %

NASDAQ

Non-Directed Orders Total Market Limit Other Relationship
Total State Street Global Markets, LLC Orders 100.00 % 27.08 % 25.53 % 47.39 %
INSTINET, LLC (INCA) 34.27 % 0.39 % 0.03 % 72.06 %
Citadel Securities LLC (CDRG) 17.40 % 45.06 % 20.37 % 0.00 %
Knight Capital Americas LLC (NITE) 12.40 % 21.89 % 14.16 % 6.03 %
Direct Edge ECN LLC (EDGX) 8.26 % 0.00 % 32.36 % 0.00 %
UBS Securities LLC (UBSS) 5.80 % 9.20 % 9.32 % 1.95 %
Nasdaq Execution Services, LLC. (NSDQ) 4.97 % 0.00 % 0.00 % 10.50 %
National Financial Services LLC (NFSC) 4.50 % 9.51 % 7.55 % 0.00 %
Credit Suisse Securities (USA) LLC (FBCO) 2.75 % 0.02 % 0.90 % 5.30 %

AMEX

Non-Directed Orders Total Market Limit Other Relationship
Total State Street Global Markets, LLC Orders 100.00 % 40.22 % 33.90 % 25.88 %
Knight Capital Americas LLC (TRIM) 22.26 % 31.77 % 20.31 % 10.04 %
Citadel Securities LLC (CDRG) 18.27 % 32.18 % 10.42 % 6.96 %
INSTINET, LLC (INCA) 14.88 % 0.30 % 0.14 % 56.86 %
Direct Edge ECN LLC (EDGX) 11.43 % 0.00 % 33.72 % 0.00 %
Goldman, Sachs & Co. (GSCO) 6.67 % 13.98 % 3.09 % 0.00 %
Credit Suisse Securities (USA) LLC (FBCO) 5.12 % 0.00 % 0.00 % 19.78 %
National Financial Services LLC (NFSC) 4.81 % 7.18 % 5.67 % 0.00 %
UBS Securities LLC (UBSS) 4.36 % 5.91 % 3.63 % 2.91 %
Archipelago Trading Services, Inc. (ARCA) 3.45 % 0.00 % 10.16 % 0.00 %

Options

Non-Directed Orders Total Market Limit Other Relationship
Total State Street Global Markets, LLC Orders 100.00 % 25.19 % 74.81 % 0.00 %
Bats Trading, Inc. (BATS) 19.55 % 1.49 % 25.63 % 0.00 %
International Securities Exchange (ISEG) 16.54 % 13.43 % 17.59 % 0.00 %
Archipelago Trading Services, Inc. (ARCA) 16.54 % 4.48 % 20.60 % 0.00 %
Philadelphia Stock Exchange (PHLX) 13.16 % 14.93 % 12.56 % 0.00 %
Chicago Board Options Exchange (CBOE) 9.77 % 13.43 % 8.54 % 0.00 %
American Stock Exchange (AMEX) 9.02 % 14.93 % 7.04 % 0.00 %
Boston Options Exchange Group, LLC (BOX) 6.02 % 14.93 % 3.02 % 0.00 %

General Information

State Street Global Markets, LLC (the Broker) routes customer equity orders to national securities exchanges, alternative trading systems, including electronic communications networks, market centers and broker-dealers unaffiliated with the Broker. Certain of these execution venues offer cash credits for orders that provide liquidity to their books and charge explicit fees for orders that extract liquidity from their books while others offer cash credits for orders that extract liquidity from their books and charge explicit fees for orders that provide liquidity to their books. In addition, the Broker may facilitate trades through execution venues, including unaffiliated broker-dealers, who may provide the Broker with a payment or other consideration based upon orders referred to such execution venue.