Jordan & Jordan Jordan & Jordan Public Disclosure

606 Report for State Street Global Markets, LLC

2011 Quarter 4 (Oct - Dec)

NYSE

Non-Directed Orders Total Market Limit Other Relationship
Total State Street Global Markets, LLC Orders 100.00 % 21.54 % 15.37 % 63.09 %
INSTINET, LLC (INCA) 39.58 % 1.07 % 0.00 % 62.38 %
Knight Capital Americas LLC (TRIM) 15.57 % 34.69 % 26.29 % 6.43 %
Nasdaq Execution Services, LLC. (NSDQ) 9.39 % 0.00 % 0.00 % 14.89 %
State Street Global Markets, LLC (SSBS) 6.04 % 0.00 % 0.00 % 9.57 %
UBS Securities LLC (UBSS) 5.99 % 16.76 % 11.72 % 0.92 %
National Financial Services LLC (NFSC) 5.73 % 23.22 % 4.76 % 0.00 %
Citadel Securities LLC (CDRG) 4.92 % 13.68 % 10.18 % 0.64 %
Direct Edge ECN LLC (EDGX) 2.69 % 0.00 % 17.48 % 0.00 %
Bats Trading, Inc. (BATS) 2.21 % 0.00 % 14.39 % 0.00 %

NASDAQ

Non-Directed Orders Total Market Limit Other Relationship
Total State Street Global Markets, LLC Orders 100.00 % 22.26 % 18.87 % 58.87 %
INSTINET, LLC (INCA) 45.35 % 0.49 % 0.00 % 76.86 %
Knight Capital Americas LLC (NITE) 11.60 % 24.88 % 15.26 % 5.41 %
UBS Securities LLC (UBSS) 9.88 % 23.28 % 18.24 % 2.14 %
Citadel Securities LLC (CDRG) 7.38 % 22.28 % 12.69 % 0.03 %
National Financial Services LLC (NFSC) 5.46 % 20.48 % 4.77 % 0.00 %
State Street Global Markets, LLC (SSBS) 5.42 % 3.01 % 0.00 % 8.07 %
Direct Edge ECN LLC (EDGX) 3.62 % 0.00 % 19.18 % 0.00 %
Nasdaq Execution Services, LLC. (NSDQ) 2.97 % 0.00 % 0.00 % 5.04 %

AMEX

Non-Directed Orders Total Market Limit Other Relationship
Total State Street Global Markets, LLC Orders 100.00 % 47.07 % 37.02 % 15.91 %
Knight Capital Americas LLC (TRIM) 31.23 % 41.29 % 22.31 % 22.24 %
Citadel Securities LLC (CDRG) 12.18 % 17.29 % 8.34 % 6.01 %
UBS Securities LLC (UBSS) 11.35 % 14.12 % 7.99 % 10.98 %
National Financial Services LLC (NFSC) 11.30 % 19.15 % 6.17 % 0.03 %
INSTINET, LLC (INCA) 9.30 % 0.12 % 0.00 % 58.06 %
Direct Edge ECN LLC (EDGX) 7.38 % 0.00 % 19.93 % 0.00 %
Bats Trading, Inc. (BATS) 6.88 % 0.00 % 18.58 % 0.00 %
Archipelago Trading Services, Inc. (ARCA) 5.92 % 0.00 % 16.00 % 0.00 %

Options

Non-Directed Orders Total Market Limit Other Relationship
Total State Street Global Markets, LLC Orders 100.00 % 10.53 % 89.47 % 0.00 %
Philadelphia Stock Exchange (PHLX) 29.67 % 22.73 % 30.48 % 0.00 %
Chicago Board Options Exchange (CBOE) 27.27 % 22.73 % 27.81 % 0.00 %
American Stock Exchange (AMEX) 13.88 % 13.64 % 13.90 % 0.00 %
Archipelago Trading Services, Inc. (ARCA) 6.70 % 4.55 % 6.95 % 0.00 %
Boston Options Exchange Group, LLC (BOX) 6.70 % 18.18 % 5.35 % 0.00 %
Bats Trading, Inc. (BATS) 5.74 % 4.55 % 5.88 % 0.00 %
International Securities Exchange (ISEG) 5.26 % 13.64 % 4.28 % 0.00 %

General Information

State Street Global Markets, LLC routes customer equity orders to national securities exchanges, alternative trading systems (ATSs), including electronic communications networks (ECNs), and other market centers. Certain market centers offer cash credits for orders that provide liquidity to their books and charge explicit fees for orders that extract liquidity from their books. From time to time, the amount of credits that State Street Global Markets, LLC receives from one or more such market centers may exceed the amount that State Street Global Markets, LLC is charged.