606 Report for State Street Global Markets, LLC
2010 Quarter 1 (Jan - Mar)
NYSE
| Non-Directed Orders |
Total |
Market |
Limit |
Other |
Relationship |
| Total State Street Global Markets, LLC Orders |
100.00 %
|
31.55 %
|
31.54 %
|
36.91 %
|
|
| |
| Knight Capital Americas LLC (TRIM) |
25.52 %
|
27.79 %
|
25.71 %
|
23.42 %
|
|
| |
| New York Stock Exchange (NYSE) |
17.94 %
|
1.58 %
|
19.29 %
|
30.78 %
|
|
| |
| National Financial Services LLC (NFSC) |
15.44 %
|
29.47 %
|
19.45 %
|
0.02 %
|
|
| |
| INSTINET, LLC (INCA) |
12.15 %
|
0.12 %
|
0.03 %
|
32.78 %
|
|
| |
| UBS Securities LLC (UBSS) |
11.26 %
|
20.04 %
|
11.60 %
|
3.47 %
|
|
| |
| Citadel Securities LLC (CDRG) |
7.47 %
|
14.59 %
|
9.05 %
|
0.03 %
|
|
| |
| State Street Global Markets, LLC (SSBS) |
3.07 %
|
0.00 %
|
0.00 %
|
8.31 %
|
|
NASDAQ
| Non-Directed Orders |
Total |
Market |
Limit |
Other |
Relationship |
| Total State Street Global Markets, LLC Orders |
100.00 %
|
33.83 %
|
32.61 %
|
33.56 %
|
|
| |
| Knight Capital Americas LLC (NITE) |
33.03 %
|
22.96 %
|
24.14 %
|
51.83 %
|
|
| |
| UBS Securities LLC (UBSS) |
18.40 %
|
30.74 %
|
19.24 %
|
5.14 %
|
|
| |
| National Financial Services LLC (NFSC) |
14.08 %
|
18.34 %
|
24.14 %
|
0.00 %
|
|
| |
| INSTINET, LLC (INCA) |
12.24 %
|
0.09 %
|
0.02 %
|
36.38 %
|
|
| |
| Citadel Securities LLC (CDRG) |
11.80 %
|
21.36 %
|
13.88 %
|
0.14 %
|
|
| |
| Direct Edge ECN LLC (EDGX) |
2.16 %
|
0.00 %
|
6.63 %
|
0.00 %
|
|
AMEX
| Non-Directed Orders |
Total |
Market |
Limit |
Other |
Relationship |
| Total State Street Global Markets, LLC Orders |
100.00 %
|
53.34 %
|
33.80 %
|
12.86 %
|
|
| |
| National Financial Services LLC (NFSC) |
27.35 %
|
30.62 %
|
32.59 %
|
0.04 %
|
|
| |
| Knight Capital Americas LLC (TRIM) |
26.26 %
|
23.05 %
|
18.96 %
|
58.80 %
|
|
| |
| UBS Securities LLC (UBSS) |
22.09 %
|
22.63 %
|
18.87 %
|
28.29 %
|
|
| |
| Citadel Securities LLC (CDRG) |
12.66 %
|
18.22 %
|
8.65 %
|
0.15 %
|
|
| |
| Direct Edge ECN LLC (EDGX) |
2.43 %
|
0.00 %
|
7.18 %
|
0.00 %
|
|
Options
| Non-Directed Orders |
Total |
Market |
Limit |
Other |
Relationship |
| Total State Street Global Markets, LLC Orders |
100.00 %
|
17.41 %
|
82.59 %
|
0.00 %
|
|
| |
| Chicago Board Options Exchange (CBOE) |
47.01 %
|
53.99 %
|
45.54 %
|
0.00 %
|
|
| |
| Philadelphia Stock Exchange (PHLX) |
19.34 %
|
14.11 %
|
20.44 %
|
0.00 %
|
|
| |
| International Securities Exchange (ISEG) |
14.64 %
|
11.66 %
|
15.27 %
|
0.00 %
|
|
| |
| Archipelago Trading Services, Inc. (ARCA) |
11.00 %
|
8.59 %
|
11.51 %
|
0.00 %
|
|
| |
| American Stock Exchange (AMEX) |
5.02 %
|
7.36 %
|
4.53 %
|
0.00 %
|
|
General Information
State Street Global Markets, LLC routes customer equity orders to national securities exchanges, alternative trading systems (ATSs), including electronic communications networks (ECNs), and other market centers. Certain market centers offer cash credits for orders that provide liquidity to their books and charge explicit fees for orders that extract liquidity from their books. From time to time, the amount of credits that State Street Global Markets, LLC receives from one or more such market centers may exceed the amount that State Street Global Markets, LLC is charged.
