Jordan & Jordan Jordan & Jordan Public Disclosure

606 Report for Quattro M Securities Inc.

2017 Quarter 4 (Oct - Dec)

NYSE

Non-Directed Orders Total Market Limit Other Relationship
Total Quattro M Securities Inc. Orders 100.00 % 28.83 % 71.16 % 0.01 %
New York Stock Exchange (NYSE) 95.51 % 95.17 % 95.65 % 85.71 %

NASDAQ

Non-Directed Orders Total Market Limit Other Relationship
Total Quattro M Securities Inc. Orders 100.00 % 36.33 % 60.90 % 2.77 %
ConverEx (ConverEx-Algo) 62.23 % 72.82 % 54.19 % 100.00 %
GLP (GLP-Algo) 18.69 % 26.87 % 14.66 % 0.00 %
ICBC (ICBC Algo) 10.65 % 0.15 % 17.40 % 0.00 %

AMEX

Non-Directed Orders Total Market Limit Other Relationship
Total Quattro M Securities Inc. Orders 100.00 % 54.97 % 44.86 % 0.17 %
ConverEx (ConverEx-Algo) 77.23 % 87.42 % 64.66 % 100.00 %
GLP (GLP-Algo) 11.13 % 11.96 % 10.15 % 0.00 %
ICBC (ICBC Algo) 9.61 % 0.61 % 20.68 % 0.00 %

General Information

Quattro M Securities Inc., “Quattro” has prepared this report pursuant to a U.S. Securities and Exchange Commission rule requiring all brokerage firms to make publicly available quarterly reports on their routing practices. The report provides information on the routing of “non-directed orders,” that is orders that the customer has not specifically instructed to be routed to a particular venue (Market Center) for execution. For these non-directed orders, Quattro has selected the identified execution venues on behalf of its customers. Pursuant to the SEC Rule 607 of Regulation NMS, broker dealers are required to detail any payment for order flow practices. Quattro does not receive payment for order flow, nor does it pay for order flow. Quattro, in its efforts to seek best execution, routes client orders to national securities exchanges, alternative trading systems (ATSs) and other venues and market centers (collectively 'Market Centers') that may provide volume discounts or rebates based on aggregate trading volume generated by Quattro. Discounts or rebates received by Quattro from a Market Center during any time period may or may not exceed the fees paid by Quattro to the Market Center during that time period. The amounts of such discounts or rebates are based upon uniform rates assigned by the Market Centers. Further information about the source and nature of any such discounts or rebates received by Quattro will be provided upon your written request. This Rule 606 Report may be updated with additional information upon any SEC Rule change. Material Aspects: Information concerning significant Algorithm Providers/Venues: In keeping with Industry Standards Quattro M Securities Inc., is charged for routing U.S Equities that take liquidity from the venue (Exchanges), and is rebated for U.S. Equities and Exchange Traded Funds (ETFs) shares, that provide liquidity to the venue (Exchanges). Quattro M Securities Inc., may receive pass through rebates/fees from the Algorithm Providers. Customers may request the identity of the venue where specific orders were routed for execution for any orders in the previous six (6) months by sending the request via: Email: cwoodworth@qmsdirectex.com Mailing Address: Quattro M Securities Inc. 735 Ridgefield Road Wilton CT 06897 Please include the security and trade date with your request.