Jordan & Jordan Jordan & Jordan Public Disclosure

606 Report for Daiwa

2018 Quarter 3 (Jul - Sepr)

NYSE

Non-Directed Orders Total Market Limit Other Relationship
Total Daiwa Orders 100.00 % 0.00 % 0.01 % 99.99 %
New York Stock Exchange (NYSE) 62.24 % 0.00 % 0.00 % 62.25 %
ITG Inc. (ITGI) 19.31 % 0.00 % 100.00 % 19.30 %
Goldman, Sachs & Co. (GSCO) 7.37 % 0.00 % 0.00 % 7.37 %
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MLCO) 3.70 % 0.00 % 0.00 % 3.70 %

NASDAQ

Non-Directed Orders Total Market Limit Other Relationship
Total Daiwa Orders 100.00 % 0.00 % 0.00 % 100.00 %
Nasdaq Execution Services, LLC. (NSDQ) 78.69 % 0.00 % 0.00 % 78.69 %
ITG Inc. (ITGI) 7.20 % 0.00 % 0.00 % 7.20 %
Goldman, Sachs & Co. (GSCO) 6.37 % 0.00 % 0.00 % 6.37 %

AMEX

Non-Directed Orders Total Market Limit Other Relationship
Total Daiwa Orders 100.00 % 0.00 % 0.00 % 100.00 %
Archipelago Stock Exchange (ARCX) 41.92 % 0.00 % 0.00 % 41.92 %
ITG Inc. (ITGI) 30.94 % 0.00 % 0.00 % 30.94 %
Knight Capital Americas LLC (DTTX) 11.38 % 0.00 % 0.00 % 11.38 %
Goldman, Sachs & Co. (GSCO) 7.78 % 0.00 % 0.00 % 7.78 %