Jordan & Jordan Jordan & Jordan Public Disclosure

606 Report for Daiwa

2018 Quarter 2 (Apr - Jun)

NYSE

Non-Directed Orders Total Market Limit Other Relationship
Total Daiwa Orders 100.00 % 0.01 % 0.01 % 99.99 %
New York Stock Exchange (NYSE) 65.78 % 0.00 % 0.00 % 65.79 %
ITG Inc. (ITGI) 19.19 % 100.00 % 100.00 % 19.18 %
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MLCO) 6.25 % 0.00 % 0.00 % 6.25 %
CPEM - Clearpool (CPEM) 5.53 % 0.00 % 0.00 % 5.54 %

NASDAQ

Non-Directed Orders Total Market Limit Other Relationship
Total Daiwa Orders 100.00 % 0.00 % 0.00 % 100.00 %
Nasdaq Execution Services, LLC. (NSDQ) 68.13 % 0.00 % 0.00 % 68.13 %
ITG Inc. (ITGI) 12.35 % 0.00 % 0.00 % 12.35 %
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MLCO) 8.71 % 0.00 % 0.00 % 8.71 %
Goldman, Sachs & Co. (GSCO) 7.25 % 0.00 % 0.00 % 7.25 %

AMEX

Non-Directed Orders Total Market Limit Other Relationship
Total Daiwa Orders 100.00 % 0.00 % 0.00 % 100.00 %
ITG Inc. (ITGI) 37.70 % 0.00 % 0.00 % 37.70 %
Archipelago Stock Exchange (ARCX) 33.02 % 0.00 % 0.00 % 33.02 %
Knight Capital Americas LLC (DTTX) 13.37 % 0.00 % 0.00 % 13.37 %
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MLCO) 6.82 % 0.00 % 0.00 % 6.82 %
CPEM - Clearpool (CPEM) 6.02 % 0.00 % 0.00 % 6.02 %