Jordan & Jordan Jordan & Jordan Public Disclosure

606 Report for Daiwa

2018 Quarter 1 (Jan - Mar)

NYSE

Non-Directed Orders Total Market Limit Other Relationship
Total Daiwa Orders 100.00 % 0.05 % 0.04 % 99.91 %
New York Stock Exchange (NYSE) 60.38 % 0.00 % 0.00 % 60.43 %
ITG Inc. (ITGI) 23.04 % 100.00 % 100.00 % 22.97 %
Knight Capital Americas LLC (DTTX) 6.14 % 0.00 % 0.00 % 6.14 %
CPEM - Clearpool (CPEM) 5.75 % 0.00 % 0.00 % 5.75 %

NASDAQ

Non-Directed Orders Total Market Limit Other Relationship
Total Daiwa Orders 100.00 % 0.00 % 0.00 % 100.00 %
Nasdaq Execution Services, LLC. (NSDQ) 71.72 % 0.00 % 0.00 % 71.72 %
ITG Inc. (ITGI) 11.27 % 100.00 % 0.00 % 11.27 %
Goldman, Sachs & Co. (GSCO) 4.98 % 0.00 % 0.00 % 4.98 %
Knight Capital Americas LLC (DTTX) 4.94 % 0.00 % 0.00 % 4.94 %

AMEX

Non-Directed Orders Total Market Limit Other Relationship
Total Daiwa Orders 100.00 % 0.14 % 0.00 % 99.86 %
Archipelago Stock Exchange (ARCX) 42.74 % 0.00 % 0.00 % 42.80 %
ITG Inc. (ITGI) 24.07 % 0.00 % 0.00 % 24.11 %
Knight Capital Americas LLC (DTTX) 18.23 % 0.00 % 0.00 % 18.26 %
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MLCO) 7.55 % 0.00 % 0.00 % 7.56 %