Jordan & Jordan Jordan & Jordan Public Disclosure

606 Report for Daiwa

2017 Quarter 4 (Oct - Dec)

NYSE

Non-Directed Orders Total Market Limit Other Relationship
Total Daiwa Orders 100.00 % 0.03 % 0.01 % 99.96 %
New York Stock Exchange (NYSE) 66.67 % 0.00 % 0.00 % 66.70 %
ITG Inc. (ITGI) 20.99 % 100.00 % 50.00 % 20.96 %
Knight Capital Americas LLC (DTTX) 6.97 % 0.00 % 0.00 % 6.98 %

NASDAQ

Non-Directed Orders Total Market Limit Other Relationship
Total Daiwa Orders 100.00 % 0.00 % 0.00 % 100.00 %
Nasdaq Execution Services, LLC. (NSDQ) 67.94 % 0.00 % 0.00 % 67.94 %
ITG Inc. (ITGI) 12.09 % 0.00 % 0.00 % 12.09 %
Knight Capital Americas LLC (DTTX) 10.61 % 0.00 % 0.00 % 10.61 %
Goldman, Sachs & Co. (GSCO) 7.52 % 0.00 % 0.00 % 7.52 %

AMEX

Non-Directed Orders Total Market Limit Other Relationship
Total Daiwa Orders 100.00 % 0.00 % 0.00 % 100.00 %
Archipelago Stock Exchange (ARCX) 36.78 % 0.00 % 0.00 % 36.78 %
ITG Inc. (ITGI) 30.03 % 0.00 % 0.00 % 30.03 %
Knight Capital Americas LLC (DTTX) 27.59 % 0.00 % 0.00 % 27.59 %