Jordan & Jordan Jordan & Jordan Public Disclosure

606 Report for Daiwa

2017 Quarter 3 (Jul - Sepr)

NYSE

Non-Directed Orders Total Market Limit Other Relationship
Total Daiwa Orders 100.00 % 0.00 % 0.03 % 99.97 %
New York Stock Exchange (NYSE) 61.66 % 0.00 % 0.00 % 61.67 %
ITG Inc. (ITGI) 22.49 % 0.00 % 100.00 % 22.47 %
Knight Capital Americas LLC (DTTX) 9.58 % 0.00 % 0.00 % 9.58 %

NASDAQ

Non-Directed Orders Total Market Limit Other Relationship
Total Daiwa Orders 100.00 % 0.00 % 0.00 % 100.00 %
Nasdaq Execution Services, LLC. (NSDQ) 70.10 % 0.00 % 0.00 % 70.10 %
ITG Inc. (ITGI) 10.81 % 0.00 % 0.00 % 10.81 %
Knight Capital Americas LLC (DTTX) 10.70 % 0.00 % 0.00 % 10.70 %

AMEX

Non-Directed Orders Total Market Limit Other Relationship
Total Daiwa Orders 100.00 % 0.00 % 0.00 % 100.00 %
Archipelago Stock Exchange (ARCX) 44.89 % 0.00 % 0.00 % 44.89 %
ITG Inc. (ITGI) 27.55 % 0.00 % 0.00 % 27.55 %
Knight Capital Americas LLC (DTTX) 17.34 % 0.00 % 0.00 % 17.34 %
CPEM - Clearpool (CPEM) 4.30 % 0.00 % 0.00 % 4.30 %