Jordan & Jordan Jordan & Jordan Public Disclosure

606 Report for Daiwa

2017 Quarter 2 (Apr - Jun)

NYSE

Non-Directed Orders Total Market Limit Other Relationship
Total Daiwa Orders 100.00 % 0.03 % 0.02 % 99.95 %
New York Stock Exchange (NYSE) 50.92 % 0.00 % 0.00 % 50.94 %
Knight Capital Americas LLC (DTTX) 27.87 % 0.00 % 0.00 % 27.89 %
ITG Inc. (ITGI) 16.68 % 0.00 % 50.00 % 16.67 %

NASDAQ

Non-Directed Orders Total Market Limit Other Relationship
Total Daiwa Orders 100.00 % 0.00 % 0.00 % 100.00 %
Nasdaq Execution Services, LLC. (NSDQ) 56.60 % 0.00 % 0.00 % 56.60 %
Knight Capital Americas LLC (DTTX) 20.82 % 0.00 % 0.00 % 20.82 %
ITG Inc. (ITGI) 10.88 % 0.00 % 0.00 % 10.88 %
Goldman, Sachs & Co. (GSCO) 6.11 % 0.00 % 0.00 % 6.11 %

AMEX

Non-Directed Orders Total Market Limit Other Relationship
Total Daiwa Orders 100.00 % 0.14 % 0.00 % 99.86 %
Archipelago Stock Exchange (ARCX) 50.49 % 0.00 % 0.00 % 50.56 %
Knight Capital Americas LLC (DTTX) 23.77 % 0.00 % 0.00 % 23.80 %
ITG Inc. (ITGI) 20.82 % 0.00 % 0.00 % 20.85 %