Jordan & Jordan Jordan & Jordan Public Disclosure

606 Report for Daiwa

2017 Quarter 1 (Jan - Mar)

NYSE

Non-Directed Orders Total Market Limit Other Relationship
Total Daiwa Orders 100.00 % 0.07 % 0.03 % 99.90 %
New York Stock Exchange (NYSE) 51.96 % 0.00 % 0.00 % 52.01 %
Knight Capital Americas LLC (DTTX) 25.50 % 0.00 % 0.00 % 25.53 %
ITG Inc. (ITGI) 19.29 % 50.00 % 100.00 % 19.24 %

NASDAQ

Non-Directed Orders Total Market Limit Other Relationship
Total Daiwa Orders 100.00 % 0.01 % 0.00 % 99.99 %
Nasdaq Execution Services, LLC. (NSDQ) 53.47 % 0.00 % 0.00 % 53.47 %
Knight Capital Americas LLC (DTTX) 23.48 % 0.00 % 0.00 % 23.48 %
ITG Inc. (ITGI) 12.62 % 0.00 % 0.00 % 12.62 %
Goldman, Sachs & Co. (GSCO) 7.84 % 0.00 % 0.00 % 7.84 %

AMEX

Non-Directed Orders Total Market Limit Other Relationship
Total Daiwa Orders 100.00 % 0.00 % 0.00 % 100.00 %
Knight Capital Americas LLC (DTTX) 42.48 % 0.00 % 0.00 % 42.48 %
Archipelago Stock Exchange (ARCX) 35.43 % 0.00 % 0.00 % 35.43 %
ITG Inc. (ITGI) 19.64 % 0.00 % 0.00 % 19.64 %