Jordan & Jordan Jordan & Jordan Public Disclosure

606 Report for Daiwa

2016 Quarter 4 (Oct - Dec)

NYSE

Non-Directed Orders Total Market Limit Other Relationship
Total Daiwa Orders 100.00 % 0.13 % 0.04 % 99.83 %
New York Stock Exchange (NYSE) 54.97 % 0.00 % 0.00 % 55.06 %
Knight Capital Americas LLC (DTTX) 22.66 % 0.00 % 12.50 % 22.69 %
ITG Inc. (ITGI) 16.41 % 62.96 % 87.50 % 16.32 %

NASDAQ

Non-Directed Orders Total Market Limit Other Relationship
Total Daiwa Orders 100.00 % 0.00 % 0.00 % 100.00 %
Nasdaq Execution Services, LLC. (NSDQ) 45.92 % 0.00 % 0.00 % 45.92 %
Knight Capital Americas LLC (DTTX) 21.21 % 0.00 % 0.00 % 21.21 %
ITG Inc. (ITGI) 14.74 % 0.00 % 0.00 % 14.74 %
Goldman, Sachs & Co. (GSCO) 13.38 % 0.00 % 0.00 % 13.38 %

AMEX

Non-Directed Orders Total Market Limit Other Relationship
Total Daiwa Orders 100.00 % 0.14 % 0.00 % 99.86 %
Archipelago Stock Exchange (ARCX) 48.01 % 0.00 % 0.00 % 48.07 %
ITG Inc. (ITGI) 21.87 % 100.00 % 0.00 % 21.76 %
Knight Capital Americas LLC (DTTX) 19.94 % 0.00 % 0.00 % 19.97 %
Bloomberg Tradebook LLC (BOOK) 5.36 % 0.00 % 0.00 % 5.37 %