Jordan & Jordan Jordan & Jordan Public Disclosure

606 Report for Daiwa

2016 Quarter 3 (Jul - Sepr)

NYSE

Non-Directed Orders Total Market Limit Other Relationship
Total Daiwa Orders 100.00 % 0.16 % 0.01 % 99.84 %
New York Stock Exchange (NYSE) 51.99 % 0.00 % 0.00 % 52.08 %
Knight Capital Americas LLC (DTTX) 25.28 % 0.00 % 0.00 % 25.32 %
ITG Inc. (ITGI) 17.38 % 100.00 % 100.00 % 17.25 %

NASDAQ

Non-Directed Orders Total Market Limit Other Relationship
Total Daiwa Orders 100.00 % 0.00 % 0.00 % 100.00 %
Nasdaq Execution Services, LLC. (NSDQ) 48.30 % 0.00 % 0.00 % 48.30 %
Knight Capital Americas LLC (DTTX) 22.11 % 0.00 % 0.00 % 22.11 %
ITG Inc. (ITGI) 15.01 % 0.00 % 0.00 % 15.01 %
Goldman, Sachs & Co. (GSCO) 10.97 % 0.00 % 0.00 % 10.97 %

AMEX

Non-Directed Orders Total Market Limit Other Relationship
Total Daiwa Orders 100.00 % 0.56 % 0.00 % 99.44 %
Archipelago Stock Exchange (ARCX) 44.82 % 0.00 % 0.00 % 45.07 %
Knight Capital Americas LLC (DTTX) 25.35 % 0.00 % 0.00 % 25.49 %
ITG Inc. (ITGI) 17.79 % 100.00 % 0.00 % 17.32 %
Bloomberg Tradebook LLC (BOOK) 5.18 % 0.00 % 0.00 % 5.21 %