Jordan & Jordan Jordan & Jordan Public Disclosure

606 Report for Daiwa

2016 Quarter 2 (Apr - Jun)

NYSE

Non-Directed Orders Total Market Limit Other Relationship
Total Daiwa Orders 100.00 % 0.19 % 0.03 % 99.78 %
New York Stock Exchange (NYSE) 48.60 % 0.00 % 0.00 % 48.71 %
Knight Capital Americas LLC (DTTX) 30.81 % 0.00 % 0.00 % 30.88 %
ITG Inc. (ITGI) 16.80 % 93.55 % 80.00 % 16.64 %

NASDAQ

Non-Directed Orders Total Market Limit Other Relationship
Total Daiwa Orders 100.00 % 0.01 % 0.00 % 99.99 %
Knight Capital Americas LLC (DTTX) 38.62 % 100.00 % 0.00 % 38.62 %
Nasdaq Execution Services, LLC. (NSDQ) 38.49 % 0.00 % 0.00 % 38.49 %
ITG Inc. (ITGI) 13.47 % 0.00 % 0.00 % 13.47 %
Goldman, Sachs & Co. (GSCO) 7.68 % 0.00 % 0.00 % 7.68 %

AMEX

Non-Directed Orders Total Market Limit Other Relationship
Total Daiwa Orders 100.00 % 1.00 % 0.00 % 99.00 %
Archipelago Stock Exchange (ARCX) 34.16 % 0.00 % 0.00 % 34.51 %
Knight Capital Americas LLC (DTTX) 29.19 % 0.00 % 0.00 % 29.48 %
ITG Inc. (ITGI) 26.53 % 100.00 % 0.00 % 25.80 %
Bloomberg Tradebook LLC (BOOK) 5.14 % 0.00 % 0.00 % 5.19 %