Jordan & Jordan Jordan & Jordan Public Disclosure

606 Report for Daiwa

2016 Quarter 1 (Jan - Mar)

NYSE

Non-Directed Orders Total Market Limit Other Relationship
Total Daiwa Orders 100.00 % 0.43 % 0.06 % 99.51 %
New York Stock Exchange (NYSE) 41.63 % 0.00 % 0.00 % 41.84 %
Knight Capital Americas LLC (DTTX) 35.43 % 0.00 % 0.00 % 35.61 %
ITG Inc. (ITGI) 19.33 % 14.67 % 70.00 % 19.32 %

NASDAQ

Non-Directed Orders Total Market Limit Other Relationship
Total Daiwa Orders 100.00 % 0.00 % 0.00 % 100.00 %
Knight Capital Americas LLC (DTTX) 50.27 % 0.00 % 0.00 % 50.27 %
Nasdaq Execution Services, LLC. (NSDQ) 28.33 % 0.00 % 0.00 % 28.33 %
ITG Inc. (ITGI) 13.16 % 0.00 % 0.00 % 13.16 %
Goldman, Sachs & Co. (GSCO) 6.87 % 0.00 % 0.00 % 6.87 %

AMEX

Non-Directed Orders Total Market Limit Other Relationship
Total Daiwa Orders 100.00 % 0.59 % 0.00 % 99.41 %
Archipelago Stock Exchange (ARCX) 37.22 % 0.00 % 0.00 % 37.44 %
Knight Capital Americas LLC (DTTX) 34.24 % 0.00 % 0.00 % 34.45 %
ITG Inc. (ITGI) 19.62 % 20.00 % 0.00 % 19.62 %