Jordan & Jordan Jordan & Jordan Public Disclosure

606 Report for Daiwa

2015 Quarter 4 (Oct - Dec)

NYSE

Non-Directed Orders Total Market Limit Other Relationship
Total Daiwa Orders 100.00 % 0.05 % 0.01 % 99.93 %
New York Stock Exchange (NYSE) 47.97 % 0.00 % 25.00 % 48.00 %
Archipelago Stock Exchange (ARCX) 35.77 % 0.00 % 0.00 % 35.79 %
Nasdaq Execution Services, LLC. (NSDQ) 6.47 % 0.00 % 0.00 % 6.47 %

NASDAQ

Non-Directed Orders Total Market Limit Other Relationship
Total Daiwa Orders 100.00 % 0.01 % 0.01 % 99.98 %
Nasdaq Execution Services, LLC. (NSDQ) 87.01 % 50.00 % 0.00 % 87.02 %
Archipelago Stock Exchange (ARCX) 5.83 % 0.00 % 0.00 % 5.83 %

AMEX

Non-Directed Orders Total Market Limit Other Relationship
Total Daiwa Orders 100.00 % 0.00 % 0.00 % 100.00 %
Archipelago Stock Exchange (ARCX) 74.10 % 0.00 % 0.00 % 74.10 %
Nasdaq Execution Services, LLC. (NSDQ) 10.47 % 0.00 % 0.00 % 10.47 %
Bloomberg Tradebook LLC (BOOK) 5.51 % 0.00 % 0.00 % 5.51 %