606 Report for Daiwa
2015 Quarter 3 (Jul - Sepr)
NYSE
| Non-Directed Orders |
Total |
Market |
Limit |
Other |
Relationship |
| Total Daiwa Orders |
100.00 %
|
0.13 %
|
0.01 %
|
99.87 %
|
|
| |
| Archipelago Stock Exchange (ARCX) |
39.66 %
|
0.00 %
|
0.00 %
|
39.71 %
|
|
| |
| New York Stock Exchange (NYSE) |
39.16 %
|
0.00 %
|
0.00 %
|
39.21 %
|
|
| |
| Nasdaq Execution Services, LLC. (NSDQ) |
15.03 %
|
0.00 %
|
0.00 %
|
15.05 %
|
|
NASDAQ
| Non-Directed Orders |
Total |
Market |
Limit |
Other |
Relationship |
| Total Daiwa Orders |
100.00 %
|
0.01 %
|
0.06 %
|
99.93 %
|
|
| |
| Nasdaq Execution Services, LLC. (NSDQ) |
84.50 %
|
50.00 %
|
0.00 %
|
84.55 %
|
|
| |
| Archipelago Stock Exchange (ARCX) |
10.28 %
|
0.00 %
|
0.00 %
|
10.29 %
|
|
AMEX
| Non-Directed Orders |
Total |
Market |
Limit |
Other |
Relationship |
| Total Daiwa Orders |
100.00 %
|
0.65 %
|
0.00 %
|
99.35 %
|
|
| |
| Archipelago Stock Exchange (ARCX) |
73.96 %
|
0.00 %
|
0.00 %
|
74.44 %
|
|
| |
| Nasdaq Execution Services, LLC. (NSDQ) |
12.99 %
|
0.00 %
|
0.00 %
|
13.07 %
|
|
| |
| Bloomberg Tradebook LLC (BOOK) |
5.71 %
|
0.00 %
|
0.00 %
|
5.75 %
|
|
