Jordan & Jordan Jordan & Jordan Public Disclosure

606 Report for Daiwa

2015 Quarter 3 (Jul - Sepr)

NYSE

Non-Directed Orders Total Market Limit Other Relationship
Total Daiwa Orders 100.00 % 0.13 % 0.01 % 99.87 %
Archipelago Stock Exchange (ARCX) 39.66 % 0.00 % 0.00 % 39.71 %
New York Stock Exchange (NYSE) 39.16 % 0.00 % 0.00 % 39.21 %
Nasdaq Execution Services, LLC. (NSDQ) 15.03 % 0.00 % 0.00 % 15.05 %

NASDAQ

Non-Directed Orders Total Market Limit Other Relationship
Total Daiwa Orders 100.00 % 0.01 % 0.06 % 99.93 %
Nasdaq Execution Services, LLC. (NSDQ) 84.50 % 50.00 % 0.00 % 84.55 %
Archipelago Stock Exchange (ARCX) 10.28 % 0.00 % 0.00 % 10.29 %

AMEX

Non-Directed Orders Total Market Limit Other Relationship
Total Daiwa Orders 100.00 % 0.65 % 0.00 % 99.35 %
Archipelago Stock Exchange (ARCX) 73.96 % 0.00 % 0.00 % 74.44 %
Nasdaq Execution Services, LLC. (NSDQ) 12.99 % 0.00 % 0.00 % 13.07 %
Bloomberg Tradebook LLC (BOOK) 5.71 % 0.00 % 0.00 % 5.75 %