Jordan & Jordan Jordan & Jordan Public Disclosure

606 Report for Daiwa

2015 Quarter 2 (Apr - Jun)

NYSE

Non-Directed Orders Total Market Limit Other Relationship
Total Daiwa Orders 100.00 % 0.15 % 0.00 % 99.85 %
Archipelago Stock Exchange (ARCX) 40.91 % 0.00 % 0.00 % 40.98 %
New York Stock Exchange (NYSE) 37.96 % 0.00 % 0.00 % 38.02 %
Nasdaq Execution Services, LLC. (NSDQ) 11.90 % 0.00 % 0.00 % 11.92 %

NASDAQ

Non-Directed Orders Total Market Limit Other Relationship
Total Daiwa Orders 100.00 % 0.00 % 0.00 % 100.00 %
Nasdaq Execution Services, LLC. (NSDQ) 78.18 % 0.00 % 0.00 % 78.18 %
Archipelago Stock Exchange (ARCX) 11.49 % 0.00 % 0.00 % 11.49 %
Goldman, Sachs & Co. (GSCO) 4.03 % 0.00 % 0.00 % 4.03 %

AMEX

Non-Directed Orders Total Market Limit Other Relationship
Total Daiwa Orders 100.00 % 0.28 % 0.00 % 99.72 %
Nasdaq Execution Services, LLC. (NSDQ) 50.52 % 0.00 % 0.00 % 50.67 %
Archipelago Stock Exchange (ARCX) 34.57 % 0.00 % 0.00 % 34.67 %
Bloomberg Tradebook LLC (BOOK) 4.83 % 0.00 % 0.00 % 4.85 %
ITG Inc. (ITGI) 3.51 % 0.00 % 0.00 % 3.52 %