Jordan & Jordan Jordan & Jordan Public Disclosure

606 Report for Weeden Prime Services, LLC

2019 Quarter 4 (Oct - Dec)

NYSE

Non-Directed Orders Total Market Limit Other Relationship
Total Weeden Prime Services, LLC Orders 100.00 % 43.34% 37.37% 19.28%
Goldman, Sachs & Co. (GSCO) 81.95 % 92.56 % 69.04 % 83.12 %
Knight Capital Americas LLC (DTTX) 9.67 % 1.74 % 20.44 % 6.62 %

NASDAQ

Non-Directed Orders Total Market Limit Other Relationship
Total Weeden Prime Services, LLC Orders 100.00 % 31.33% 49.59% 19.08%
Goldman, Sachs & Co. (GSCO) 80.02 % 91.20 % 69.90 % 87.93 %
Knight Capital Americas LLC (DTTX) 11.18 % 1.72 % 19.65 % 4.72 %

AMEX

Non-Directed Orders Total Market Limit Other Relationship
Total Weeden Prime Services, LLC Orders 100.00 % 39.75% 23.24% 37.01%
Goldman, Sachs & Co. (GSCO) 79.18 % 90.21 % 60.14 % 79.29 %
Knight Capital Americas LLC (DTTX) 13.52 % 0.93 % 31.22 % 15.95 %

Options

Non-Directed Orders Total Market Limit Other Relationship
Total Weeden Prime Services, LLC Orders 100.00 % 0.79% 99.21% 0.00%
Goldman, Sachs & Co. (GSCO) 98.61 % 96.39 % 98.63 % 0.00 %