Jordan & Jordan Jordan & Jordan Public Disclosure

606 Report for Weeden Prime Services, LLC

2019 Quarter 3 (Jul - Sepr)

NYSE

Non-Directed Orders Total Market Limit Other Relationship
Total Weeden Prime Services, LLC Orders 100.00 % 42.70% 35.31% 21.98%
Goldman, Sachs & Co. (GSCO) 41.93 % 48.66 % 29.52 % 48.80 %
GSDE (GSDE) 30.44 % 34.12 % 29.02 % 25.56 %
GSDF (GSDF) 13.31 % 10.85 % 17.31 % 11.66 %
Knight Capital Americas LLC (DTTX) 8.96 % 1.89 % 16.88 % 9.98 %

NASDAQ

Non-Directed Orders Total Market Limit Other Relationship
Total Weeden Prime Services, LLC Orders 100.00 % 40.31% 40.41% 19.28%
GSDE (GSDE) 35.60 % 43.01 % 30.01 % 31.80 %
Goldman, Sachs & Co. (GSCO) 29.84 % 34.37 % 21.77 % 37.28 %
GSDF (GSDF) 21.30 % 15.54 % 28.75 % 17.70 %
Knight Capital Americas LLC (DTTX) 6.65 % 1.15 % 11.43 % 8.12 %

AMEX

Non-Directed Orders Total Market Limit Other Relationship
Total Weeden Prime Services, LLC Orders 100.00 % 37.60% 36.17% 26.23%
GSDE (GSDE) 40.27 % 50.62 % 35.17 % 32.49 %
GSDF (GSDF) 23.58 % 21.21 % 30.61 % 17.30 %
Goldman, Sachs & Co. (GSCO) 20.23 % 24.33 % 6.50 % 33.27 %
Knight Capital Americas LLC (DTTX) 12.22 % 0.41 % 22.98 % 14.31 %

Options

Non-Directed Orders Total Market Limit Other Relationship
Total Weeden Prime Services, LLC Orders 100.00 % 5.14% 94.81% 0.06%
GSDO (GSDO) 59.25 % 86.22 % 57.82 % 0.00 %
Goldman, Sachs & Co. (GSCO) 31.49 % 9.55 % 32.70 % 0.00 %
CITO (CITO) 6.43 % 3.27 % 6.55 % 100.00 %