Jordan & Jordan Jordan & Jordan Public Disclosure

606 Report for Weeden Prime Services, LLC

2019 Quarter 1 (Jan - Mar)

NYSE

Non-Directed Orders Total Market Limit Other Relationship
Total Weeden Prime Services, LLC Orders 100.00 % 51.72% 24.42% 23.87%
Goldman, Sachs & Co. (GSCO) 62.81 % 73.28 % 32.92 % 70.69 %
GSDE (GSDE) 15.92 % 15.89 % 19.92 % 11.89 %
GSDF (GSDF) 11.78 % 9.13 % 20.19 % 8.90 %
Knight Capital Americas LLC (DTTX) 7.73 % 0.87 % 22.52 % 7.46 %

NASDAQ

Non-Directed Orders Total Market Limit Other Relationship
Total Weeden Prime Services, LLC Orders 100.00 % 44.76% 33.79% 21.45%
Goldman, Sachs & Co. (GSCO) 44.17 % 55.82 % 26.46 % 47.75 %
GSDE (GSDE) 25.54 % 27.41 % 24.50 % 23.26 %
GSDF (GSDF) 17.49 % 14.77 % 23.11 % 14.31 %
Knight Capital Americas LLC (DTTX) 10.77 % 0.99 % 22.16 % 13.25 %

AMEX

Non-Directed Orders Total Market Limit Other Relationship
Total Weeden Prime Services, LLC Orders 100.00 % 32.89% 39.98% 27.13%
GSDE (GSDE) 33.99 % 49.10 % 22.55 % 32.54 %
Goldman, Sachs & Co. (GSCO) 27.20 % 23.16 % 24.86 % 35.55 %
GSDF (GSDF) 24.31 % 24.97 % 27.16 % 19.31 %
Knight Capital Americas LLC (DTTX) 13.30 % 1.42 % 24.04 % 11.88 %

Options

Non-Directed Orders Total Market Limit Other Relationship
Total Weeden Prime Services, LLC Orders 100.00 % 6.11% 93.89% 0.00%
GSDO (GSDO) 52.53 % 92.24 % 49.95 % 0.00 %
Goldman, Sachs & Co. (GSCO) 40.90 % 3.69 % 43.32 % 0.00 %