Jordan & Jordan Jordan & Jordan Public Disclosure

606 Report for Weeden Prime Services, LLC

2018 Quarter 4 (Oct - Dec)

NYSE

Non-Directed Orders Total Market Limit Other Relationship
Total Weeden Prime Services, LLC Orders 100.00 % 49.54 % 28.26 % 22.20 %
Goldman, Sachs & Co. (GSCO) 54.62 % 64.85 % 30.04 % 63.08 %
GSDE (GSDE) 17.04 % 19.03 % 17.67 % 11.81 %
GSDF (GSDF) 13.67 % 9.39 % 23.61 % 10.55 %
Knight Capital Americas LLC (DTTX) 8.21 % 1.33 % 21.52 % 6.61 %

NASDAQ

Non-Directed Orders Total Market Limit Other Relationship
Total Weeden Prime Services, LLC Orders 100.00 % 43.80 % 37.82 % 18.38 %
Goldman, Sachs & Co. (GSCO) 35.74 % 44.06 % 23.10 % 41.93 %
GSDE (GSDE) 25.38 % 30.92 % 21.72 % 19.71 %
GSDF (GSDF) 21.46 % 19.50 % 26.84 % 15.09 %
Knight Capital Americas LLC (DTTX) 12.81 % 1.31 % 24.19 % 16.82 %

AMEX

Non-Directed Orders Total Market Limit Other Relationship
Total Weeden Prime Services, LLC Orders 100.00 % 37.34 % 40.54 % 22.12 %
GSDE (GSDE) 38.87 % 58.84 % 27.14 % 26.67 %
GSDF (GSDF) 27.90 % 22.56 % 39.25 % 16.12 %
Goldman, Sachs & Co. (GSCO) 16.54 % 9.17 % 18.10 % 26.12 %
Knight Capital Americas LLC (DTTX) 13.13 % 5.39 % 13.43 % 25.66 %

Options

Non-Directed Orders Total Market Limit Other Relationship
Total Weeden Prime Services, LLC Orders 100.00 % 6.19 % 93.81 % 0.00 %
Goldman, Sachs & Co. (GSCO) 55.66 % 6.12 % 58.93 % 0.00 %
GSDO (GSDO) 37.88 % 75.19 % 35.42 % 0.00 %