Jordan & Jordan Jordan & Jordan Public Disclosure

606 Report for Weeden Prime Services, LLC

2016 Quarter 3 (Jul - Sepr)

NYSE

Non-Directed Orders Total Market Limit Other Relationship
Total Weeden Prime Services, LLC Orders 100.00 % 9.10 % 62.20 % 28.70 %
Knight Capital Americas LLC (DTTX) 58.84 % 66.08 % 64.23 % 44.88 %
Goldman Sachs Execution & Clearing, L.P. (SGMA) (SGMA) 13.66 % 7.05 % 13.79 % 15.49 %
NASDAQ Execution Services LLC (NQBX) 1.06 % 5.22 % 0.56 % 0.83 %
Nasdaq Execution Services, LLC. (NSDQ) 0.90 % 0.31 % 0.29 % 2.42 %
Bats Trading, Inc. (BATY) 0.24 % 0.34 % 0.18 % 0.35 %
Bats Trading, Inc. (BATS) 0.23 % 0.31 % 0.08 % 0.53 %
Direct Edge ECN LLC (EDGA) 0.22 % 0.20 % 0.15 % 0.37 %
Direct Edge ECN LLC (EDGX) 0.19 % 0.25 % 0.06 % 0.44 %
NASDAQ OMX PHLX LLC (NQPX) 0.06 % 0.17 % 0.05 % 0.07 %
INSTINET, LLC (INCA) 0.02 % 0.08 % 0.01 % 0.02 %

NASDAQ

Non-Directed Orders Total Market Limit Other Relationship
Total Weeden Prime Services, LLC Orders 100.00 % 15.54 % 48.81 % 35.65 %
Knight Capital Americas LLC (DTTX) 66.75 % 82.82 % 63.58 % 64.09 %
Goldman Sachs Execution & Clearing, L.P. (SGMA) (SGMA) 24.92 % 11.65 % 30.35 % 23.26 %

AMEX

Non-Directed Orders Total Market Limit Other Relationship
Total Weeden Prime Services, LLC Orders 100.00 % 31.75 % 36.53 % 31.71 %
Knight Capital Americas LLC (DTTX) 48.42 % 60.31 % 49.74 % 35.01 %
Goldman Sachs Execution & Clearing, L.P. (SGMA) (SGMA) 30.23 % 36.18 % 17.72 % 38.70 %
Bats Trading, Inc. (BATY) 1.08 % 1.27 % 0.37 % 1.70 %
NASDAQ Execution Services LLC (NQBX) 0.69 % 1.03 % 0.42 % 0.67 %
Direct Edge ECN LLC (EDGA) 0.54 % 0.48 % 0.26 % 0.91 %
Direct Edge ECN LLC (EDGX) 0.54 % 0.24 % 0.26 % 1.15 %
Nasdaq Execution Services, LLC. (NSDQ) 0.46 % 0.30 % 0.26 % 0.85 %
NASDAQ OMX PHLX LLC (NQPX) 0.08 % 0.06 % 0.05 % 0.12 %
Bats Trading, Inc. (BATS) 0.08 % 0.12 % 0.05 % 0.06 %
KCG AMERICAS LLC (KCGM) 0.04 % 0.00 % 0.11 % 0.00 %

Options

Non-Directed Orders Total Market Limit Other Relationship
Total Weeden Prime Services, LLC Orders 100.00 % 3.45 % 96.33 % 0.22 %
Knight Capital Americas LLC (DTTX) 31.02 % 38.71 % 30.81 % 0.00 %