Jordan & Jordan Jordan & Jordan Public Disclosure

606 Report for Weeden Prime Services, LLC

2014 Quarter 4 (Oct - Dec)

NYSE

Non-Directed Orders Total Market Limit Other Relationship
Total Weeden Prime Services, LLC Orders 100.00 % 7.11 % 87.39 % 5.50 %
Knight Capital Americas LLC (DTTX) 39.18 % 55.74 % 38.54 % 27.89 %
Goldman Sachs Execution & Clearing, L.P. (SGMA) (SGMA) 9.90 % 10.92 % 9.80 % 10.09 %
Bats Trading, Inc. (BYXX) 3.10 % 1.42 % 3.30 % 2.02 %
NASDAQ Execution Services LLC (NQBX) 0.94 % 0.99 % 0.96 % 0.55 %
Nasdaq Execution Services, LLC. (NSDQ) 0.79 % 1.84 % 0.65 % 1.65 %
Bats Trading, Inc. (BATS) 0.72 % 2.84 % 0.46 % 2.02 %
Knight Capital Americas LLC (TRIM) 0.60 % 0.57 % 0.51 % 2.02 %
Direct Edge ECN LLC (EDGX) 0.55 % 2.27 % 0.31 % 2.20 %
Direct Edge ECN LLC (EDGA) 0.44 % 0.14 % 0.46 % 0.55 %
Archipelago Trading Services, Inc. (ARCA) 0.43 % 0.85 % 0.39 % 0.55 %

NASDAQ

Non-Directed Orders Total Market Limit Other Relationship
Total Weeden Prime Services, LLC Orders 100.00 % 11.33 % 76.96 % 11.72 %
Knight Capital Americas LLC (DTTX) 81.48 % 68.61 % 83.59 % 80.03 %
Goldman Sachs Execution & Clearing, L.P. (SGMA) (SGMA) 8.70 % 16.40 % 7.29 % 10.52 %

AMEX

Non-Directed Orders Total Market Limit Other Relationship
Total Weeden Prime Services, LLC Orders 100.00 % 33.24 % 54.44 % 12.32 %
Knight Capital Americas LLC (DTTX) 43.87 % 16.34 % 69.42 % 5.21 %
Goldman Sachs Execution & Clearing, L.P. (SGMA) (SGMA) 24.01 % 38.31 % 12.23 % 37.44 %
Bats Trading, Inc. (BATS) 12.03 % 22.32 % 2.79 % 25.12 %
NASDAQ Execution Services LLC (NQBX) 4.85 % 7.03 % 2.58 % 9.00 %
Direct Edge ECN LLC (EDGA) 3.27 % 4.04 % 3.00 % 2.37 %
Nasdaq Execution Services, LLC. (NSDQ) 2.92 % 3.51 % 1.72 % 6.64 %

Options

Non-Directed Orders Total Market Limit Other Relationship
Total Weeden Prime Services, LLC Orders 100.00 % 1.91 % 98.09 % 0.00 %
Goldman Sachs Execution & Clearing, L.P. (SGMA) (SGMA) 82.40 % 55.06 % 82.93 % 0.00 %
Knight Capital Americas LLC (DTTX) 12.55 % 32.58 % 12.16 % 0.00 %