Jordan & Jordan Jordan & Jordan Public Disclosure

606 Report for Weeden Prime Services, LLC

2011 Quarter 4 (Oct - Dec)

NYSE

Non-Directed Orders Total Market Limit Other Relationship
Total Weeden Prime Services, LLC Orders 100.00 % 29.08 % 52.33 % 18.58 %
New York Stock Exchange (NYSE) 56.10 % 48.77 % 57.12 % 64.68 %
Goldman Sachs Execution & Clearing, L.P. (SGMA) (SGMA) 17.01 % 26.66 % 12.90 % 13.50 %
Nasdaq Execution Services, LLC. (NSDQ) 11.83 % 7.08 % 15.62 % 8.60 %
Direct Edge ECN LLC (EDGX) 6.14 % 5.40 % 6.99 % 4.90 %

NASDAQ

Non-Directed Orders Total Market Limit Other Relationship
Total Weeden Prime Services, LLC Orders 100.00 % 27.49 % 57.63 % 14.88 %
Nasdaq Execution Services, LLC. (NSDQ) 43.97 % 40.39 % 46.48 % 40.85 %
Goldman Sachs Execution & Clearing, L.P. (SGMA) (SGMA) 23.93 % 36.21 % 15.86 % 32.50 %
Direct Edge ECN LLC (EDGX) 21.17 % 12.61 % 27.76 % 11.46 %
Direct Edge ECN LLC (EDGA) 4.28 % 6.07 % 3.99 % 2.12 %

AMEX

Non-Directed Orders Total Market Limit Other Relationship
Total Weeden Prime Services, LLC Orders 100.00 % 34.92 % 42.30 % 22.78 %
Nasdaq Execution Services, LLC. (NSDQ) 33.64 % 20.67 % 44.37 % 33.57 %
Goldman Sachs Execution & Clearing, L.P. (SGMA) (SGMA) 26.95 % 39.66 % 15.17 % 29.34 %
Knight Capital Americas LLC (TRIM) 10.80 % 12.86 % 10.11 % 8.92 %
Direct Edge ECN LLC (EDGX) 10.27 % 7.35 % 13.40 % 8.92 %
Direct Edge ECN LLC (EDGA) 6.31 % 7.50 % 4.93 % 7.04 %
Bats Trading, Inc. (BYXX) 4.44 % 4.44 % 2.78 % 7.51 %

Options

Non-Directed Orders Total Market Limit Other Relationship
Total Weeden Prime Services, LLC Orders 100.00 % 1.89 % 98.11 % 0.00 %
Griffin Securities, Inc. (GSEC) 77.37 % 80.95 % 77.30 % 0.00 %
Chicago Board Options Exchange (CBOE) 13.17 % 4.76 % 13.33 % 0.00 %
Goldman Sachs Execution & Clearing, L.P. (SILK) 9.20 % 14.29 % 9.10 % 0.00 %

General Information

Weeden Prime Services, LLC routes customer equity orders to national securities exchanges, alternative trading systems (ATSs), including electronic communications networks (ECNs), and other market centers. Certain market centers offer cash credits for orders that provide liquidity to their books and charge explicit fees for orders that extract liquidity from their books. From time to time, the amount of credits that Weeden Prime Services, LLC receives from one or more such market centers may exceed the amount that Weeden Prime Services, LLC is charged.